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Business Continuity Management (BCM)


What is Business Continuity All About?

Business Continuity Management is about identifying those parts of your business that you cannot afford to lose.  Such as stock, premises, information, staff - and planning how to maintain these if an incident occurs.
Any incident whether it is large or small, natural accident or deliberate can cause major disruption to your business however, by planning in advance you will be able to resume your day to day business sooner.  Delays could mean you lose valuable business to your competitors or your customers may lose faith in you and take their custom elsewhere.
BCM is about safeguarding your business.
  • AWARENESS Ongoing awareness ensures that staff, clients, suppliers and key players are aware of their roles and responsibilities in any disruption.
  • BUSINESS IMPACT ANALYSIS Identifying and documenting key processes and requirements of each department in a Business As Usual.  This information is then used to identify and mitigate risk as well as determine the best recovery strategy for the departments key functions.
  • CULTURE Through continued awareness and exercising; BC and its processes will become part of the business core values.
  • DISASTER RECOVERY Also known as Service Continuity.  Recovery planning for It and hardware services i.e. telephony, servers etc.
  • EMERGENCY PREPAREDNESS AND RESILIENCE Planning for immediate response to a disruption to ensure safety and welfare of all impacted.
  • FACILITY MANAGEMENT Ensuring that appropriate facilities are available following an event.  Ensuring that all facility risks are mitigated so as to avoid disruption.
  • GOVERNANCE Ensuring that plans and strategies remain up-to-date and compliant with all legal and regulatory requirements.
  • HEALTH AND SAFETY Ensuring that H&S is maintained during an event.  Ensuring that all steps taken to mitigate risk during business as usual that may cause disruption are H&S compliant..
  • INCIDENT & CRISIS MANAGEMENT Defined, exercised and documented management strategy for recovery following a disruption.  These plans identify key staff, responsibilities and actions following any disruption i.e. communications, relocations, recovery etc.
  • JUSTIFICATION AND AUDITS A detailed concise Business Continuity Programme will ensure that the business will be able to demonstrate and justify its strategy to satisfy internal and external audit and any other legal or regulatory requirements.
  • KEY & CRITICAL SERVICES A Business Continuity Programme identifies critical services, key functions and requirements to ensure that they will be recovered timeously following a disruption.
  • LOSS PREVENTION Effective planning will ensure that key assets, staff etc are protected from damage and harm.
  • MASS ABSENCE PLANNING Developing a varied response to situations that will affect staff levels i.e. pandemic, transport, natural disasters etc.
  • NOTIFICATIONS & COMMUNICATIONS Effective methods of notifying and maintaining communications with staff, suppliers, key players and the communities during the disruption is paramount.
  • ONGOING MAINTENANCE By regularly reviewing, updating, exercising and communicating the business continuity programme recovery process's will be relevant.
  • PLANS provide the guidance during a recovery.  They will provide details of actions to be taken, locations etc.  Plans should be concise.
  • QUALITY & INSURANCES through the Business Impact Analysis process assurance is offered that high standards are maintained during a disruption.  Effective business continuity will ensure that appropriate insurances are in place.
  • REPUTATION MANAGEMENT Effective business continuity will ensure mitigation of any risks that may impact on the reputation of the business.
  • SUPPLY CHAIN SUCESSION PLANNING A detailed programme will ensure that suppliers and key partnerships have sufficient contingency arrangements to maintain their service to the business following a disruption.
  • TRANSPORT & RELOCATION MANAGEMENT A detailed transport plan will ensure that sufficient transport and other relocation facilities are available following a disruption.
  • UTILITY MANAGEMENT A detailed utilities plan ensure that key utilities and services are available following a disruption i.e. generators, water etc.
  • VALUES Effective arrangements will ensure that the business objectives and aims are met/maintained during a disruption.
  • WELFARE Robust planning will ensure that staff are safe and accommodated for during an event.
  • EXERCISING & REHEARSALS Continued exercising will maintain awareness and embed responsibilities.
  • YOUR RESPONSIBILITY Through effective induction and continued training and awareness staff will be able to identify and understand their responsibilities following an event.
  • Z CARD This replaces any bulky folders and papers and provides key staff with all the necessary details they may require following an event i.e. telephone numbers, locations etc

Developing a Business Continuity Response / Plan

At a loss as to where to start with your Business Continuity Programme or
You have two options:
a) Do nothing
b) give some consideration to planning ......
Consider the following in relation to your business:
What would happen if your organisation was subject to:
  • Loss of staff
  • Loss of IT and telecommunications
  • Loss of premises due to fire etc
  • Loss of utilities (e.g. fuel, water, electricity, etc)
  • Loss of key suppliers
  • Disruption of transport network
  • Staff Action
  • Mass absence (e.g. Flu pandemic)
What are, if there are any, benefits to introducing effective BCM?
  • BCM reduces the possibility of disruptions to your services or productions
  • BCM minimises the impact should a disruption occur
  • BCM reduces the financial losses
  • BCM enhances your reputation with customers and suppliers (many organisations will only conduct business with those organisations who they know have effective BCM in place.
  • BCM ensures that you comply with all legal and regulatory requirements of the Government and your specific sector e.g. civil contingencies Act 2004, Financial Services Authority for finance related businesses.
  • Insurers will look favourably on companies with robust business continuity programmes
Leicestershire County Council and Business Continuity
Leicestershire County Council is committed to supporting partner agencies and key suppliers in developing their business continuity programmes.  Our BC Manager will, therefore, offer free consultation, where practicable, to organisations that require assistance in putting together an effective business continuity programme.
A variety of templates and other guide documents are available free of charge from Leicestershire County Council.
Please contact the Business Continuity Manager at Leicestershire County Council to discuss any queries or requests that you may have with regard to Business Continuity Management.  Email mholliday@leics.gov.uk and telephone 0116 305 6107.
Diagram of the BCM Programme
Identify and Understand exactly what Your Business does:
Ask yourself the following questions:
  1. What are your business's key functions or processes?
  2. Who is dependent on your organisation for these functions and processes?
  3. Who is your company dependent on in order to carry out these key functions or processes?
  4. What are the critical times for carrying out these key functions or processes? (Daily, weekly etc)
  5. What facilities are needed to carry out these key functions or processes? (e.g. warehousing, office, shop, kitchen, etc).
  6. What is your electronic dependence on IT (computers, servers) telephony (landline, fax, mobile, broadband)
  7. Identify the standard AND specialist equipment is needed to carry out these key functions or processes? (e.g. cherry pickers, hoists, printers, conveyor belt, etc)
  8. What staff are required to carry out these key functions or processes? (Skilled, unskilled?)
  9. What legal or statutory requirements do these key functions or processes have to comply to? (FSA, FISA, CORGI, etc)
  10. Identify, if possible, how you can continue to function if you did not have access to:
a. IT (e.g. use home PC)
b.Telephony and related services (e.g.. use mobile phones)
c. Specialised Machinery.
Now......
Consider the risk involved with each of key functions or processes you identified in Question 1
Consider what the impact would be on your business:
  • if you did not comply with any legal / statutory requirements of your business
  • if you were unable to process and issue invoices
  • if you were unable to pay the staff
By identifying risks you can also identify areas where processes etc may need to be addressed to mitigate the risk.
Only when you have identified the risks and taken action to ensure that they are mitigated can you begin to develop a Business Continuity Strategy and ultimately your Business Continuity Plan.
Develop a Strategy
Identify a suitable strategy (method) as to how you intend to manage a recovery following a disruption in your organisation.
Use the 7 P Strategy as a guideline.
People- who will be required and what will their roles and responsibilities be?
Programme - How are you going to proactively manage the recovery programme?
Processes - How is your company  going to ascertain, identify all organisational processes and equipment required to ensure that the business is recovered?
Premises - What is the best solution should you business not be able to occupy its current location or part of it is unavailable?
Providers - What is the most suitable process for notifying service providers, clients, including supply chain, including outsourcing requirements etc?
Profile - What will be the best method for maintaining your businesses brand, image, reputation considerations?
Performance - What will be the best method for your organisation to maintain and exercise your contingency arrangements?
Develop a Response/Plan
Create a working document that details your strategy in such a manner that it will be suitable Guide / Reference material for the management team to use during the recovery.
Detailed response would be required for the following:
  1. Who are the key personnel that will be involved in co-ordinating the recovery?
  2. If your business is inaccessible (partially or totally) where can you relocate to?
  3. If your IT or communications (telephony) infrastructure is not available, what is to be done?
  4. What are you going to do with your staff following a disruption?
  5. How are you going to communicate with your staff following a disruption to keep them up-to-date?
  6. How are you going to communicate with key suppliers and customers?
  7. What is your media response going to be?
  8. What will your business response be to loss of financial processes?
  9. What will your business response be to loss of reputation?
  10. Provide an accurate "Contacts" sheet.  These sheets should include:-
  11. Key suppliers, clients, their address, telephone, fax, email, etc details.
  12. Key staff and their address, telephone, fax, email, etc details.
Your Business Continuity Plan may become a lengthy document, if you provide unnecessary details.
Every manager in your organisation should receive a copy of the Business Continuity Plan which they can keep in their briefcase or at home.  For this reason it may become necessary to produce a summary (one double page) of your BC Plan that can be folded and stored in wallets and purses of the respective managers.  This will ensure that the essential information about recovering from a disruption is easily available to key staff.
Communications and Awareness
Communication is key to the success of any BC programme.
Ensure that you and all your staff are aware how they will be communicated with and what is expected of them during a disruption.
Small organisations may want to adopt the Call Cascade method for notifying staff whereas larger organisations may want to make use of SMS/text messaging as a means of notification.
External communications are paramount to maintaining your brand and good reputation.  Prepare a communications plan in advance which provides a template and detailed processes to communicate with suppliers, customers, financial institutions, press etc.
Develop an Awareness of Business Continuity in your Business
By including BC into various areas of your business you can be assured that you will be providing your staff with the required information when a disruption occurs
  • Discuss risk mitigation and business continuity are regular management meetings
  • Induct new staff to the business continuity arrangements of your firm.
  • Ensure that key staff have business continuity as part of their annual appraisal, especially if they play a key role in the recovery process.
  • Publicise relevant details of your plan on your Website and intranet.
Exercise, Maintain and Comply
When you have completed the plan you will need to exercise it in order to determine that it is a practical strategy and that it meets the right recovery requirements.
Get a professional to walk through your plan with your organisation.  They will be able to highlight good practice and offer advice on areas where your plan may be lacking.  Once you know you have an effective plan prepare to conduct a table top scenario exercise with your identified key recovery staff.  The Leicestershire County Council will be able to assist you in preparing and monitoring an exercise.
Business Continuity is now auditable and should be included in your companies internal audit processes to as to be prepared for any external audit that may occur.
The Business Continuity Programme should be reviewed annually or when there has been significant change or disruption to your business.
Leicestershire County Council and Business Continuity
The Leicestershire County Council gives free advice and consultation to organisations that require assistance with their Business Continuity Arrangements.
Please contact the Business Continuity Manager at Leicestershire County Council to discuss any queries or requests that you may have with regard to Business Continuity Management.  Email mholliday@leics.gov.uk and telephone 0116 305 6107.
Name                                                                                  
Organisation                                                                                  
Address                                                                                  
Contact Details                                                                                  
Subject                                                                                  
                                                                                 
Number of Staff                                                                                  
Business Excellence and Regulatory Reform
Business Continuity Advice
Centre for the Protection of National Infrastructure
Security Advice - Business Continuity
Leicester, Leicestershire & Rutland Local Resilience Forum
Business Continuity Management

further information

Contact: Emergency Management
Telephone : 0116 305 6101 (office hours)
E-Mail: emergencymanagement@leics.gov.uk
Last Updated:
11 September 2008
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